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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/04/2006
  • CERTIGROUP
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 
16/02/2005
  • CEEM CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
28/05/2014
  • CHEYNEY GROUP
A warning PDF of date 28/05/2014 (new window) SFSA (SUECIA) 
03/11/2010
  • CROWN GLOBAL ASSETS LTD.
A warning PDF of date 03/11/2010 (new window) SFSA (SUECIA) 
26/10/2011
  • CARLISLE-CONROY VENTURES
A warning PDF of date 26/10/2011 (new window) SFSA (SUECIA) 
17/11/2010
  • CAMPBELL CUMMINGS ASSOCIATES
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
17/11/2010
  • CMI TRADING GROUP
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
27/02/2008
  • CFM TRADING
A warning PDF of date 27/02/2008 (new window) SFSA (SUECIA) 
21/05/2014
  • CALTHERM CO. PRIVATE EQUITY LLC
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 
22/11/2006
  • CHARTERHOUSE TRUST CREDIT UNION EK. FÖR.
A warning PDF of date 22/11/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial C.