As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/07/2016
  • CAPITA GROUP (USA)
A warning PDF of date 27/07/2016 (new window) CBI (IRLANDA) 
20/03/2024
  • CROWN URBAN BANK LIMITED (“CUB”)
A warning PDF of date 20/03/2024 (new window) CBI (IRLANDA) 
31/08/2016
  • CLAYTON & OAKLEY INVESTMENTS (IRELAND)
A warning PDF of date 31/08/2016 (new window) CBI (IRLANDA) 
07/09/2016
  • COSTELLO & RUBIN ATTORNEYS AT LAW (USA)
A warning PDF of date 07/09/2016 (new window) CBI (IRLANDA) 
22/03/2023
  • CITIBANK EUROPE PLC (CLONE)
A warning PDF of date 22/03/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA DEL MISMO NOMBRE CITIBANK EUROPE PLC
14/09/2022
  • CELSIUS INTERNATIONAL FUNDS PLC (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE, DIRECCIÓN Y NÚMERO DE AUTORIZACIÓN DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA CELSIUS INTERNATIONAL FUNDS PLC
24/05/2023
  • CANTOR FITZGERALD IRELAND LIMITED (CLONE)
A warning PDF of date 24/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, LOGO Y DIRECCIÓN DE LA ENTIDAD ADVERTIDA POR EL CBI CANTOR FITZGERALD IRELAND LIMITED.
11/10/2017
  • CHINATSU AND PARTNERS (JAPON)
A warning PDF of date 11/10/2017 (new window) CBI (IRLANDA) 
25/05/2016
  • CAPSTONE FINANCIAL DEVELOPMENT
A warning PDF of date 25/05/2016 (new window) CBI (IRLANDA) 
27/04/2016
  • CARLSSON AND CAPEHART GROUP LTD
A warning PDF of date 27/04/2016 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial C.