As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 76 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/01/2021
  • CHLOEHENX / CHLOEFXTRADES / XCHLOESWORLD
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO) 
11/10/2017
  • CHINATSU AND PARTNERS (JAPON)
A warning PDF of date 11/10/2017 (new window) CBI (IRLANDA) 
11/10/2017
  • CHINATSU & PARTNERS
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
08/02/2006
  • CHINA UNION GROUP LIMITED
A warning PDF of date 08/02/2006 (new window) SFC (HONG KONG) 
01/07/2015
  • CHINA MERCHANTS INTERNATIONAL CORPORATION
A warning PDF of date 01/07/2015 (new window) FCA (REINO UNIDO) 
07/04/2010
  • CHINA MERCANTILE EXCHANGE
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
26/02/2014
  • CHINA INTERNATIONAL CORPORATION CAPITAL LIMITED (CICC)
A warning PDF of date 26/02/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHINA INTERNATIONAL CORPORATION (UK) LTD.
25/11/2015
  • CHINA EMERALD CONSULTING
A warning PDF of date 25/11/2015 (new window) EI_CBI (IRLANDA) 
24/05/2006
  • CHINA COSMOS INVESTMENTS LIMITED
A warning PDF of date 24/05/2006 (new window) SFC (HONG KONG) 
26/02/2020
  • CHINA CITIC BANK (CLON)
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHINA CITIC BANK CORPORATION LIMITED

Consultation criteria: By type unauthorised entities, By initial C.