As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/02/2021
  • CAPITAL FIRST FINANCE (CLONE)
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CO LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN CAPITAL FIRST FINANCE LTD.
04/10/2023
  • CAPITAL FOCUS (CLONE)
A warning PDF of date 04/10/2023 (new window) AFM (PAISES BAJOS) 
22/06/2022
  • CAPITAL FOREX PLUS
A warning PDF of date 22/06/2022 (new window) FCA (REINO UNIDO) 
22/06/2022
  • CAPITAL FOREXLIVE
A warning PDF of date 22/06/2022 (new window) FCA (REINO UNIDO) 
08/08/2018
  • CAPITAL FXG LTD / NORDIC PEARL LTD
A warning PDF of date 08/08/2018 (new window) CONSOB (ITALIA) 
13/12/2023
  • CAPITAL GATEWAYCG
A warning PDF of date 13/12/2023 (new window) CSSF (LUXEMBURGO) 
14/04/2021
  • CAPITAL GLOBAL MARKETS
A warning PDF of date 14/04/2021 (new window) CSSF (LUXEMBURGO) 
27/02/2019
  • CAPITAL HALL/CAPITAL TECH LTD (ISLAS MARSHALL)
A warning PDF of date 27/02/2019 (new window) CBI (IRLANDA) 
23/04/2014
  • CAPITAL HILL GROUP
A warning PDF of date 23/04/2014 (new window) FSMA (BELGICA) 
05/07/2023
  • CAPITAL INFUSION / CAPITAL INFUSION LLC
  • CAPITAL-INFUSION.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial C.