As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 78 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/06/2017
  • CHICAGO LAW GROUP
A warning PDF of date 14/06/2017 (new window) FCA (REINO UNIDO) 
14/06/2017
  • CTI CHINA RENAISSANCE
A warning PDF of date 14/06/2017 (new window) SFSA (SUECIA) 
14/06/2017
  • CTI CHINA RENAISSANCE (CTICR) / XW TECHNOLOGY HONG KONG LIMITED
A warning PDF of date 14/06/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
31/05/2017
  • CAMPBELL & BROWNE ASSOCIATES / CAMPBELL BROWN
A warning PDF of date 31/05/2017 (new window) FCA (REINO UNIDO) 
23/05/2017
  • CHICAGO LAW GROUP (USA)
A warning PDF of date 23/05/2017 (new window) CBI (IRLANDA) 
17/05/2017
  • CLAYTON WEALTH ADVISORY / CLAYTON WORTH ADVISORY / CLAYTON WELLS
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
19/04/2017
  • CITIC TOKYO INTERNATIONAL / BAI XIN CHENG LIMITED / JIN YAM (HK) TRADE CO., LIMITED
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
19/04/2017
  • CARMINE HOFFMAN LAW FIRM LLP
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
05/04/2017
  • CARTWRIGHT & BLYTH ASSOCIATES (CARTWRIGHT & BLYTH/CARTWRIGHTS, CARTWRIGHT INVEST./CARTWRIGHT ASSOC.)
A warning PDF of date 05/04/2017 (new window) FCA (REINO UNIDO) 
29/03/2017
  • CFDSTOCKS / PACIFIC SUNRISE UK LTD
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.

Consultation criteria: By type unauthorised entities, By initial C.