As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 76 out of 119
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/11/2017
  • CROWN MANAGERS
A warning PDF of date 02/11/2017 (new window) CSSF (LUXEMBURGO) 
25/10/2017
  • CENTURY FINANCE/CENTURY FINANCE SERVICES LIMITED/ CENTURY FINANCE UK LIMITED (CLON)
A warning PDF of date 25/10/2017 (new window) FCA (REINO UNIDO) 
11/10/2017
  • CTI GROUP ADVISORS
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
11/10/2017
  • CHINATSU AND PARTNERS (JAPON)
A warning PDF of date 11/10/2017 (new window) CBI (IRLANDA) 
11/10/2017
  • CHINATSU & PARTNERS
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
04/10/2017
  • CAL INVESTMENTS LTD (CLON)
A warning PDF of date 04/10/2017 (new window) FCA (REINO UNIDO) 
04/10/2017
  • CBRE-SECURITYPLACE
A warning PDF of date 04/10/2017 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
13/09/2017
  • CATHAY DUPONT
A warning PDF of date 13/09/2017 (new window) CSSF (LUXEMBURGO) 
13/09/2017
  • CMC GAO HUA
A warning PDF of date 13/09/2017 (new window) SFSA (SUECIA) 
23/08/2017
  • CDN LAW FIRM
A warning PDF of date 23/08/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial C.