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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 78
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/12/2003
  • CROWN CAPITAL PARTNERS LIMITED
A warning PDF of date 22/12/2003 (new window) FSC (ISLA DE MAN) 
06/02/2004
  • CARLTON MARSH LIMITED
A warning PDF of date 06/02/2004 (new window) IFSRA (IRLANDA) 
19/02/2004
  • CROWN-EURO TRUST INVESTMENT BANK
A warning PDF of date 19/02/2004 (new window) CBF (BELGICA) 
15/03/2004
  • CARNEGIE ADVISORS
A warning PDF of date 15/03/2004 (new window) CBF (BELGICA) 
30/06/2004
  • CAPITAL EXPRESS BANK
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
14/07/2004
  • CAPITAL INVESTMENT CORPORATION
A warning PDF of date 14/07/2004 (new window) FSC (ISLA DE MAN) 
06/10/2004
  • CITY FIDELITY TRUST BANK
A warning PDF of date 06/10/2004 (new window) FSC (ISLA DE MAN) 
06/10/2004
  • CITY FIDELITY TRUST BANK PRIVATE CLIENTS INTERNATIONAL
A warning PDF of date 06/10/2004 (new window) FSC (ISLA DE MAN) 
14/10/2004
  • CITY FIDELITY TRUST BANK GROUP
A warning PDF of date 14/10/2004 (new window) JFSC (JERSEY) 
14/10/2004
  • CITY FIDELITY WORLDWIDE
A warning PDF of date 14/10/2004 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial C.