As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/12/2008
  • BARCLAYS GROUP FINANCIAL INC
A warning PDF of date 10/12/2008 (new window) SFSA (SUECIA) 
21/10/2020
  • BARISEAU CAPITAL MANAGEMENT (CLON)
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PHILIPPE BARISEAU
18/12/2019
  • BARKER AND COMPANY FINANCIAL SERVICES (CLON)
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN (BARKER AND COMPANY FINANCIAL SERVICES)
20/09/2006
  • BARLOW & RAMSEY
A warning PDF of date 20/09/2006 (new window) NAFM (PAISES BAJOS) 
20/09/2006
  • BARLOW & RAMSEY
A warning PDF of date 20/09/2006 (new window) FMA (AUSTRIA) 
14/09/2022
  • BARON CAPITAL PARTENAIRE (BCP) (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
14/05/2014
  • BARON GROUP LTD
A warning PDF of date 14/05/2014 (new window) FCA (REINO UNIDO) 
23/12/2020
  • BARONS VC
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA) 
15/06/2005
  • BARRIE CREDIT UNION LTD
A warning PDF of date 15/06/2005 (new window) FSC (ISLA DE MAN) 
23/08/2011
  • BARRINGTON GROUP
A warning PDF of date 23/08/2011 (new window) FSA (REINO UNIDO)ESTA ENTIDAD NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD AMERICANA THE BARRINGTON GROUP INC.

Consultation criteria: By type unauthorised entities, By initial B.