As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/12/2009
  • BLACK DIAMOND EQUITY GROUP
A warning PDF of date 23/12/2009 (new window) JFSC (JERSEY) 
06/02/2008
  • BANK NATIONAL TSB OFFSHORE LIMITED
A warning PDF of date 06/02/2008 (new window) JFSC (JERSEY) 
28/01/2009
  • BBA CAPITA QFX (VARIOS FONDOS JERSEY)
A warning PDF of date 28/01/2009 (new window) JFSC (JERSEY) 
28/01/2009
  • BBA CAPITA QFX (VARIOS FONDOS JERSEY)
A warning PDF of date 28/01/2009 (new window) JFSC (JERSEY) 
28/09/2011
  • BLAKE MORGAN FINANCIALS
A warning PDF of date 28/09/2011 (new window) JFSC (JERSEY) 
20/12/2006
  • BANKERS TRUST INTERNATIONAL
A warning PDF of date 20/12/2006 (new window) JFSC (JERSEY) 
18/06/2008
  • BULL AND BEAR ADVISORY (IRELAND)
A warning PDF of date 18/06/2008 (new window) IFSRA (IRLANDA)VER TAMBIÉN ADVERTENCIA DE LA CNMV PUBLICADA EL 09/10/2003.
15/10/2008
  • BOULTON CAPITAL PARTNERS
A warning PDF of date 15/10/2008 (new window) IFSRA (IRLANDA) 
15/07/2009
  • BAUER & WEISS ASSOCIATES (SWITZERLAND AND THE UNITED KINGDOM
A warning PDF of date 15/07/2009 (new window) IFSRA (IRLANDA) 
07/07/2010
  • BORSA FINANCIAL
A warning PDF of date 07/07/2010 (new window) IFSRA (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial B.