As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/10/2008
  • BANQUE DE PRINKIPO
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • BOULTON CAPITAL PARTNERS
A warning PDF of date 15/10/2008 (new window) IFSRA (IRLANDA) 
15/10/2008
  • BANQUE DE PRINKIPO
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
19/11/2008
  • BRIDGESTONE TRADING
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
19/11/2008
  • BOULTON CAPITAL PARTNERS
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
19/11/2008
  • BARRINGTON SECURITIES
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
10/12/2008
  • BAER INNES STOCK BROKING AND WEALTH MANAGEMENT
A warning PDF of date 10/12/2008 (new window) FSAN (NORUEGA) 
10/12/2008
  • BARCLAYS GROUP FINANCIAL INC
A warning PDF of date 10/12/2008 (new window) SFSA (SUECIA) 
14/01/2009
  • BAKER WHITFIELD ASSOCIATES
A warning PDF of date 14/01/2009 (new window) SFSA (SUECIA) 
14/01/2009
  • BLUE NILE CONSULTING
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial B.