As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 63 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/01/2016
  • BRIDGEWATER ASSET MANAGEMENT
A warning PDF of date 13/01/2016 (new window) FCA (REINO UNIDO) 
23/12/2015
  • BOURSEBINAIRE.FR
A warning PDF of date 23/12/2015 (new window) AMF (FRANCIA)CAMPAÑA PUBLICITARIA DENOMINADA "PLAN B"
25/11/2015
  • BROOKS AND FISHER ASSOCIATES
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 
04/11/2015
  • BRIXTON BUSINESS CONSULTANTS
A warning PDF of date 04/11/2015 (new window) FCA (REINO UNIDO) 
14/10/2015
  • BELMONT CAPITAL NEW YORK / BELMONT CAPITAL HOLDINGS
A warning PDF of date 14/10/2015 (new window) FCA (REINO UNIDO) 
14/10/2015
  • BAXTER CAPITAL VENTURES MANAGEMENT
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 
16/09/2015
  • BAKER FINCH PARTNERSHIP
A warning PDF of date 16/09/2015 (new window) FCA (REINO UNIDO) 
10/06/2015
  • BROKERAGE - HRISTO IVANOV EOOD
A warning PDF of date 10/06/2015 (new window) BFSC (BULGARIA) 
13/05/2015
  • BANK INVEST CAPITAL LTD
A warning PDF of date 13/05/2015 (new window) MFSA (MALTA) 
25/02/2015
  • BC FINANCIAL ADVISORS
A warning PDF of date 25/02/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BENOIT CAMERLYNCK

Consultation criteria: By type unauthorised entities, By initial B.