As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 59 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/11/2013
  • BOARD OF INTERNATIONAL FINANCE
A warning PDF of date 13/11/2013 (new window) FCA (REINO UNIDO) 
11/05/2022
  • BODACIOUS CONSULTING LLC
A warning PDF of date 11/05/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
01/07/2020
  • BOERSEFX (CLON)
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
23/03/2011
  • BOESCH HAUFMANN ASSET MANAGEMENT INC.
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
30/01/2019
  • BOGNER & CEO
A warning PDF of date 30/01/2019 (new window) FMA (AUSTRIA) 
15/06/2011
  • BOLERO BPO LLC
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 
24/06/2020
  • BOLT FINANCE
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
26/05/2021
  • BOLTON HOLDING LIMITED / BOLTON FIRST CREDIT LIMITED
A warning PDF of date 26/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/02/2021
  • BOND ADVISOR
  • BOND-ADVISOR.COM
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 
22/08/2012
  • BOND ASSET MANAGEMENT
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial B.