As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 51 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/02/2018
  • BLACKTHORN WEALTH ADVISORY
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
27/10/2021
  • BLACKWALL UCITS PLATFORM ICAV (CLONE)
A warning PDF of date 27/10/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE DEBIDAMENTE REGISTRADA EN IRLANDA BLACKWALL UCITS PLATFORM ICAV.
09/04/2019
  • BLACKWELL ASSET MANAGEMENT
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
14/11/2018
  • BLAIRFORD CONSULTANCY
A warning PDF of date 14/11/2018 (new window) FCA (REINO UNIDO) 
10/10/2012
  • BLAKE CAPITAL PARTNERS
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
28/09/2011
  • BLAKE MORGAN FINANCIALS
A warning PDF of date 28/09/2011 (new window) JFSC (JERSEY) 
23/05/2017
  • BLAKESTONE PROPERTY / BLAKESTONE BOND FUND
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
24/02/2010
  • BLANC & BAUMAR
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
16/05/2019
  • BLANC AND BEAUFORT BROKERAGE (CLON)
A warning PDF of date 16/05/2019 (new window) FCA (REINO UNIDO) 
11/07/2012
  • BLANKA NOVA
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA PERSONA DEBIDAMENTE AUTORIZADA CON ESE MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial B.