As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/09/2022
  • BARON CAPITAL PARTENAIRE (BCP) (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
22/12/2021
  • BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN BROOKFIELD INVESTMENT FUNDS (UCITS) PLC
22/12/2021
  • B.W.B. IRELAND INVESTMENT MANAGEMENT (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA) 
27/10/2021
  • BLACKWALL UCITS PLATFORM ICAV (CLONE)
A warning PDF of date 27/10/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE DEBIDAMENTE REGISTRADA EN IRLANDA BLACKWALL UCITS PLATFORM ICAV.
22/12/2021
  • BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN BROOKFIELD INVESTMENT FUNDS (UCITS) PLC
03/10/2018
  • BRIDGE ROAD CAPITAL MANAGEMENT (IRLANDA)
A warning PDF of date 03/10/2018 (new window) CBI (IRLANDA) 
11/01/2023
  • BEONWISE
A warning PDF of date 11/01/2023 (new window) CBI (IRLANDA) 
07/03/2018
  • BENSON BROKERAGE LIMITED (IRANDA)
A warning PDF of date 07/03/2018 (new window) CBI (IRLANDA) 
08/03/2017
  • BOSTON PRIVATE LAW GROUP LLP (USA)
A warning PDF of date 08/03/2017 (new window) CBI (IRLANDA) 
11/01/2023
  • BANK OF LUNAR LIMITED (CLONE)
A warning PDF of date 11/01/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE LOS DATOS DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN EL ESPACIO ECONÓMICO EUROPEO CON EL FIN DE ENGAÑAR AL PÚBLICO

Consultation criteria: By type unauthorised entities, By initial B.