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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/03/2017
  • BT SYSTEMS LTD
A warning PDF of date 01/03/2017 (new window) CONSOB (ITALIA) 
18/01/2017
  • BROOKS PARTNERS / PEL LTD / S&Y MARKET KFT
A warning PDF of date 18/01/2017 (new window) CONSOB (ITALIA) 
18/01/2017
  • BROKER YARD / TECHOFIN LTD / OCAPITAL LP CUMBERLAND CAPITAL LTD
A warning PDF of date 18/01/2017 (new window) CONSOB (ITALIA) 
26/04/2017
  • BLUE SEAL LIMITED / BLONDE BEAR OU
A warning PDF of date 26/04/2017 (new window) CONSOB (ITALIA) 
07/06/2017
  • BT SYSTEMS LTD / CRLINK LIMITED
A warning PDF of date 07/06/2017 (new window) CONSOB (ITALIA) 
09/08/2017
  • B4MARKETS LTD
A warning PDF of date 09/08/2017 (new window) CONSOB (ITALIA) 
04/05/2016
  • BALMORAL INTERNATIONAL GROUP SA
A warning PDF of date 04/05/2016 (new window) CONSOB (ITALIA) 
09/12/2020
  • B.O. TRADEFINANCIALS LTD
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
11/11/2020
  • BROKER MAJOR LTD
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/10/2019
  • BAUMAN LTD
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.

Consultation criteria: By type unauthorised entities, By initial B.