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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 61
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/09/2020
  • BSTOX24
A warning PDF of date 30/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
08/09/2021
  • BSBC BANK
A warning PDF of date 08/09/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS
12/08/2020
  • BSB GLOBAL / LOTENS PARTNERS LTD
A warning PDF of date 12/08/2020 (new window) FMA (AUSTRIA) 
14/06/2006
  • BRYCE AND SONS, LTD
A warning PDF of date 14/06/2006 (new window) SFSA (SUECIA) 
22/11/2006
  • BRYCE AND SONS, LTD
A warning PDF of date 22/11/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
09/03/2011
  • BRYANT SHAW LLC
A warning PDF of date 09/03/2011 (new window) FSA (REINO UNIDO) 
19/01/2005
  • BRUXELLES BANK FINANCE & SECURITY SERVICE
A warning PDF of date 19/01/2005 (new window) CBF (BELGICA) 
19/04/2006
  • BRUNO BEURIOT GESTION
A warning PDF of date 19/04/2006 (new window) AMF (FRANCIA) 
02/10/2019
  • BRUCKNER FERDINAND
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
05/05/2021
  • BRUCKHAUS QUIST
A warning PDF of date 05/05/2021 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial B.