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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/02/2021
  • BANK AND CLIENTS (CLON)
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN BANK AND CLIENTS PLC.
10/02/2021
  • BANK CAPITAL OPPORTUNITY FUND
A warning PDF of date 10/02/2021 (new window) CSSF (LUXEMBURGO) 
13/05/2015
  • BANK INVEST CAPITAL LTD
A warning PDF of date 13/05/2015 (new window) MFSA (MALTA) 
20/10/2021
  • BANK KREDIET ONLINE
A warning PDF of date 20/10/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES
06/02/2008
  • BANK NATIONAL TSB OFFSHORE LIMITED
A warning PDF of date 06/02/2008 (new window) JFSC (JERSEY) 
28/04/2010
  • BANK OF FAMILY
A warning PDF of date 28/04/2010 (new window) FSC (ISLA DE MAN) 
31/03/2010
  • BANK OF FAMILY
A warning PDF of date 31/03/2010 (new window) JFSC (JERSEY) 
05/08/2020
  • BANK OF IRELAND (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
13/04/2011
  • BANK SEWELL & RAYDELL
A warning PDF of date 13/04/2011 (new window) CSSF (LUXEMBURGO) 
08/09/2021
  • BANKDEFX LTD
A warning PDF of date 08/09/2021 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial B.