As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/08/2023
  • AVIVA DIRECT IRELAND LTD (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE Y LA DIRECCIÓN DE LA FIRMA AUTORIZADA EN IRLANDA AVIVA DIRECT IRELAND LIMITED
21/04/2010
  • AVIVA CAPITAL
A warning PDF of date 21/04/2010 (new window) FSAN (NORUEGA) 
29/09/2010
  • AVGITIDIS TRADING GROUP
A warning PDF of date 29/09/2010 (new window) HCMC (GRECIA) 
22/10/2008
  • AVERY KINGSTON CAPITAL
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
09/07/2008
  • AVERY KINGSTON CAPITAL
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
14/04/2020
  • AVENIR EPARGNE (CLON)
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO) 
16/02/2005
  • AVATAR S.P.A.
A warning PDF of date 16/02/2005 (new window) CONSOB (ITALIA) 
16/02/2022
  • AVASECURE FXTRADE
A warning PDF of date 16/02/2022 (new window) FCA (REINO UNIDO) 
28/01/2015
  • AVANTE CORP LLC
A warning PDF of date 28/01/2015 (new window) FCA (REINO UNIDO) 
22/11/2023
  • AVAN TRADE
A warning PDF of date 22/11/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial A.