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ESMA survey on collection of evidence on undue short-term pressure from the financial sector on corporations 29/07/2019
ESMA´s call for evidence on position limits and position management in commodity derivatives. 05/07/2019
Consultation paper on ESMA´s draft Regulatory Technical Standards on package orders for which there is a liquid market. 03/01/2017
ESMA and EBA´s joint consultation paper on guidelines on the assessment of the suitability of members of the management body and key function holders under Directive 2013/36/EU and Directive 2014/65/EU. 28/01/2017
Consultation paper on ESMA´s guidelines on specific notions under MiFID 2 related to the management body of market operators and data reporting services providers. 05/01/2017
Consultation paper on ESMA´s draft guidelines on MiFID II product governance requirements. 05/01/2017
Consultation paper on Regulatory Technical Standards specifying the scope of the consolidated tape for non-equity financial instruments. 05/12/2016
Consultation paper on ESMA´s guidelines on the calibration, publication and reporting of trading halts. 06/12/2016
Call of evidence: asset segregation and custody services. 23/09/2016
Consultation paper on Guidelines on the validation and review of Credit Rating Agencies’ methodologies 22/08/2016
Discussion paper on the Distributed Ledger Technology applied to Securities Markets. 02/09/2016
Discussion paper on share classes of Undertaking Collective Investment in Transferable Securities (UCITS). 06/06/2016
Consultation paper on ESMA´s guidelines on information expected or required to be disclosed on commodity derivatives markets or related spot markets under Market Abuse Regulation. 20/05/2016
Consultation paper on draft guidelines on the Market Abuse Regulation (MAR): guidelines for persons receiving market soundings, and guidelines on legitimate interest of issuer to delay inside information and situations in which the delay of disclosure is likely to mislead the public. 31/03/2016
ESMA, EBA y EIOPA´s joint consultation paper on draft regulatory technical standards with regard to the Key Information Document in accordance with Regulation 1286/2014 on Key Information Documents for Packaged Retail and Insuranced-based Investment products (PRIIPS). 29/01/2016
Two Joint Committee consjltation papers on two sets of Guidelines issued according to the Directive 2015/849 on the prevention of the use of the finnacial system for the purposes of money laundering or terrorist financing. 22/01/2016
Discussion paper on the review of Aricle 26 of RTS Nº 153/2013 with respect to client accounts. 30/09/2015
Consultation paper on draft regulatory technical standards under the ELTIF Regulation. 14/10/2015
Consultation paper on draft implementing technical standards under MiFID II. 31/10/2015
Consultation paper: Guidelines on sound remuneration policies under the UCITS Directive and AIDMF. 23/10/2015
ESMA, EBA and EIOPA´s joint consultation paper on draft joint guidelines on the prudential assessment of adquisitions and increases of qualifying holdings in the financial sector. 02/10/2015
Consultation paper on Technical Standards under the Central Securities Depositories Regulation related to the operation of the Buy-in Process. 06/08/2015
ESMA, EBA and EIOPA´s joint technical discussion paper on risk, perfomance scenarios and cost disclosures in Key Information Documents (KID) for Packaged Retail and Insurance-based Investment Products. 17/08/2015
Second Joint Committee consultation paper on draft regulatory technical standards on risk-mitigation technicques for OTC-derivative contracts not cleared by a Central Counterparty under article 11.15 of Regulation nº 648/2012. 10/07/2015
Call for evidence on impact of the best practice principles for providers of shareholder voting research and analysis. 27/07/2015
Consultation paper nº 4 on clearing obligation under EMIR Regulation 15/07/2015
Draft guidelines for the assessment of knowledge and competence. 10/07/2015
Call for evidence. Investment using virtual currency or distributed ledger technology. 21/07/2015
Consultation paper on draft guidelines on complex debt instruments and structured deposits. 15/06/2015
Call for evidence on the extension of the disclosure requirements to private and bilateral transactions for Structured Finance Instruments. 20/05/2015
Joint Committee of the ESAs´consultation on draft Implementing Technical Standards on the allocation of credit assessments of ECAIs to an objective scale of credit quality steps. 20/03/2015
Consultation paper on MiFID II/MiFIR that complements de previous consultation paper (19 Decembre 2014) on the level 2 developments of MiFID II/MiFIR 20/03/2015
Call for evidence on competition, choice and conflicts of interest in the credit rating industry. 31/03/2015
Consultation paper on draft Regulatory Technical Standards on European Electronic Access Point. 30/03/2015
Discussion paper on share classes of Undertaking Collective Investment in Transferable Securities (UCITS). 27/03/2015
Consultation paper of the Joint Committee of the ESAs on guidelines for cross-selling practices. 22/03/2015
Discussion paper of the Joint Committee of the ESAs on the use of credit ratings by financial intermediaries on the article 5 (a) of the CRA Regulation. 27/02/2015
Consultation paper on MiFID II/MiFIR, on annex A (cost-benefit analysis) and on annex B (Regulatory Technical Standards on MiFID II/MiFIR. 02/03/2015
Consultation paper on the Guidelines on the access to a central counterparty or a trading venue by a central securities depository. 19/02/2015
Consultation paper on technical advice under the Central Securities Depositories Regulation. 19/02/2015
Consultation paper on Technical Standards under the Central Securities Depositories Regulation. 19/02/2015
Consultation paper: Guidelines on asset segregation under the Alternative Investment Fund Managers Directive (AIFMD). 30/01/2015
ESMA, EBA and EIOPA´s joint discussion paper on Key Information Documetn (KID) for Packaged Retail and Insurance-based Investment Products (PRIIPs). 17/02/2015
Consultation paper: review of the technical standards on reporting under article 9 of EMIR Regulation. 13/02/2015
Call for evidence: passport and third country Alternative Investment Fund Managers (AIFM) in the AIFM Directive. 08/01/2015
Addendum to ESAs´s consultation on draft implementing technical standards on the mapping of ECAI´s credit assessment. 30/11/2014
Consultation paper on draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive. 19/12/2014
Consultation paper on ESMA´s technical advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds. 10/12/2014
Consultation paper on guidelines on the application of C6 and C7 (derivative contracts relating to commodities) of Annex I of MiFID. 01/01/2015
Consultation paper on clearing obligation under EMIR Regulacion nº 3. 06/11/2014
Consultation paper: ESMA´s technical advice to the European Commission on delegated acts required by the UCITS V Directive. 24/10/2014
Consultation paper on draft Implementing Technical Standards on main indices and recognised exchanges under the capital requirements Regulation. 01/11/2014
ESMA, EBA and EIOPA´s joint consultation paper on draft regulatory technical standards on risk concentration and intra-group transactions under Financial Conglomerates Directive. 24/10/2014
Discussion paper: calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations. 22/10/2014
Consultation paper on periodic information to be submitted to ESMA by Credit Rating Agencies. 31/10/2014
Consultations papers no.1 and 2 on clearing obligation under EMIR Regulation. 18/09/2014
ESMA public consultation on the implementing measures of the Market Abuse Regulation, divided in two papers: 1) consultation on draft technical standards on the MAR, and 2) consultation on ESMA´s draft technical advice on possible delegated acts concerning the MAR. 15/10/2014
Discussion paper on MiFID II/MiFIR. 01/08/2014
Consultation paper on MiFID II/MiFIR. 01/08/2014
Joint consultation paper on draft regulatory technical standards on risk-mitigation techniques for OTC derivative contracts not cleared by a Central Counterpartie under article 11.15 of Regulation nº 648/2012 EMIR. 14/07/2014
EBA, EIOPA and ESMA´s joint consultation paper on draft guidelines of the convergence of supervisory coordination arrangements for financial conglomerates. 12/06/2014
Consultation paper on draft regulatory technical standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive. 30/05/2014
ESMA discussion paper on draft technical standards for the regulation on improving securities settlement in the European Union and on Central Securities Depositories. 22/05/2014
Consultation paper on ESMA´s guidelines on alternative perfomance measures. 14/05/2014
Consultation paper on CRA 3 implementation. 11/04/2014
Consultation on draft Implementing Technical Standards on the mapping of ECAIs´ credit assessment. 05/05/2014
Connsultation paper: revision of the provisions on diversification of collateral in ESMA´s guidelines on ETF and other UCITS issues. 31/01/2014
ESMA Discussion Paper setting out its initial views on the implementing measures it will have to develop for the new Market Abuse Regulation (MAR). 27/01/2014
Consultation paper on ESMA´s technical advice to the European Commission on procedural rules to impose fines on Trade Repositories. 15/11/2013
Consultation paper: Guidelines on enforcement of financial information. 15/10/2013
Consultation paper: Draft Regulatory Technical Standards on contracts having a direct, substantial and foresseable effect within the Union and non-evasion of provisions of EMIR. 16/09/2013
Discussion paper on implementation of the Regulation nº 46/2013, of the EP and of the Council, of 21 May, amending Regulation nº 1060/2009, on Credit Rating Agencies( CRA3). 10/10/2013
Discussion paper: the clearing obligation under EMIR Regulation. 12/09/2013
Consultation paper on draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in Investment Firms (MiFID). 09/09/2013
Consultation paper: Guidelines on reporting obligations under article 3 and 24 of the Alternative Investment Fund Managers Directive. 01/07/2013
Consultation paper on draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus. 14/06/2013
Consultation paper on ESMA´s technical advice to the European Commission on fees for Trade Repositories. 06/03/2013
Call for evidence on the evaluation of the Regulation (EU) 236/2012, of the European Parliament and of the Council on short selling and certain aspects of credit default swaps. 15/03/2013
Consultation paper on draft Regulatory Technical Standards on types of Alternative Investment Funds Managers (AIFMs). 01/02/2013
Consultation paper on Guidelines on key concepts of the Alternative Investment Fund Managers Directive (AIFMD). 01/02/2013
ESMA and EBA´s consultation paper on Principles for Benchmarks-Setting Processes in the European Union. 15/02/2013
Consultatiion paper on Guidelines and Recommendations on the scope of the Credit Rating Agencies (CRAs) Regulation. 20/02/2013
Consultation paper on ESMA´s Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements. 31/01/2013
Consultation paper: Further amendements to ESMA´s recommendations for the consistent imiplementation of the Prospectus Regulation regarding mineral companies. 21/12/2012
Consultation paper: guidelines on remuneration policies and practices (MiFID). 07/12/2012
Consultation paper on exemption for market making activities and primary market operations under the Short Selling Regulation. 05/10/2012
EBA, EIOPA and ESMA´s joint consultation paper on Draft Regulatory Technical Standards on the uniform conditions of application of the calculation methods under article 6.2 of the Financial Conglomerates Directive. 05/10/2012
Public consultation on the treatment of repurchase and reverse repurchase agreements 25/09/2012
Consultation paper: guidelines on sound remuneration policies under the Alternative Investment Fund Managers Directive (AIFMD). 27/09/2012
ESMA´s technical advice on posible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU. 20/08/2012
Consultation paper: Draft Technical Standards for the Regulation on OTC derivatives, CCPs and Trade Repositories. 05/08/2012
EB, EIOPA and ESMA´s joint consultation paper on its proposed response to the European Commission´s call for advice on the fundamental review of the financial conglomerates Directive. 13/08/2012
Call for evidence: Transaction reporting. 04/06/2012
Discussion paper: An overview of the proxy advisory industry. Considerations on possible policy options. 25/06/2012
ESMA, EBA, EIOPA Joint Discussion paper: draft regulatory technical standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories. 02/04/2012
Discussion paper: Key concepts of the Alternative Investment Fund Managers Directive (AIFMD) and types of AIFM. 23/03/2012
ESMA´s draft technical advice on possible delegated acts concerning the Regulation on short selling and certain aspects of Credit Default Swaps. 09/03/2012
Consultation paper: draft technical standards on the Regulation of the EP and of the Council on short selling and certain aspects of Credit Default Swaps. 13/02/2012
Discussion paper: Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories 19/03/2012
Consultation paper: ESMA´s guidelines on ETFs and other UCITS issues. 30/03/2012
Consultation paper: Guidelines on certain aspects of the MiFID compliance function requirements. 24/02/2012
Consultation paper: Guidelines on certain aspects of the MiFID suitability requirements. 24/02/2012
Consultation paper: ESMA´s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU. 06/01/2012
Consultation report on considerations of materialiity in financial reporting. 29/02/2012
Consultation paper on draft Regulatory Technical Standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance. 21/10/2011
Consultation paper on draft Regulatory Technical Standards on the presentation of the content and format of ratings data periodic reporting to be submitted from credit rating agencies. 21/10/2011
Consultation paper on draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with article 11.2 and point 1 of part II of section e of Annex I to Regulation (EC) Nº 1060/2009. 21/10/2011
Consultation paper on draft Regulatory Technical Standards on the assessment of compliance of credit rating methodologies with the requirements set out in article 8.3 of Regulation (EC) Nº 1060/2009. 21/10/2011
Call for evidence: empty voting. 25/11/2011
Consultation paper: ESMA ´s draft technical advice to the EC on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries. 23/09/2011
Discussion paper on ESMA´s policy orientations on guidelines for UCITs Exchanged-Traded Funds and Structured UCITs. 22/09/2011
Consultation paper: guidelines on systems and controls of trading venues and investment firms. 03/10/2011
Consultation paper: ESMA´s tehcnical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive. 13/09/2011
Consultation paper: ESMA´s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU. 15/07/2011
Call for evidence on the assessment of compliance of Credit Rating Agencies with article 8.3 of the Credit Rating Agencies Regulations (1060/2009/EC) 20/06/2011
Call for evidence on ratings data periodic reporting requirements for CRAs according to article 21 (3) (e) of the draft amended CRA Regulation. 20/06/2011
Discussion paper on ESMA ´s policy orientations on possible implementing measures under article 3 of the Alternative Investment Fund Managers Directive 16/05/2011
Consultation paper on ESMA´s technical advice to the European Commission on fees for Credit Rating Agencies supervision. 27/04/2011
Consultation paper on the application of the endorsement regimen under article 4 (3) of the Credit Rating Regulation 1060/2009. 31/03/2011
Call for evidence: request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU) 25/02/2011
Call for evidence on the criteria for endorsement (Article 21 (1) (a) of the draf amended CRA Regulation. 24/01/2011
Consultation paper: Implementing measures on the Alternative Investment Fund Managers Directive. 07/01/2011
Consultation paper: CESR´s guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS. 31/12/2010
Consultation paper: Development of pan-european access to financial information disclosed by listed companies. 24/09/2010
Four consultations on the Key Investor Informacion document (KII) 10/09/2010
Consultation paper:Standardisation and exchange trading of OTC derivatives 16/08/2010
Consultation paper: transaction reporting on OTC derivatives and extension of the scope of transaction reporting obligations. 16/08/2010
Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-client categorisation 09/08/2010
Consultation paper: Guidance on common standards for assesment of compliance of credit rating methodologies with the requirements set out in article 8 (3) of the european Regulation 18/06/2010
Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review: non-equity markets transparency. 04/06/2010
Consultation paper: CESR´s guidelines on risk measurement and the calculation of global exposure and counterparty risk for UCITS. 31/05/2010
Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-transaction reporting. 31/05/2010
Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-equity markets. 31/05/2010
Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-investor protection and intermediaries. 31/05/2010
Call for evidence: micro-structural issues of the European equity markets. 30/04/2010
Consultation paper: proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares. 31/03/2010
Consultation paper: Guidance to report transactions on OTC derivative instruments 14/04/2010
Consultation paper: A common definition of European money market funds. 31/12/2009
Inducements: good and poor practices. 22/12/2009
Consultation paper: Understanding the definition of advice under MiFID 14/12/2009
Call for evidence: The use of a Standard Reporting Format for Financial Reporting of Issuers Having Securities Admitted to Trading on Regulated Markets 30/11/2009
Consultation paper: Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance. 30/11/2009
Consulta pública de CESR acerca de las centrales de almacenamiento de datos de las transacciones en la Unión Europea. (Consultation paper: Trade repositories in the European Union) 06/11/2009
Consulta pública de CESR acerca de la ayuda técnica a la Comisión Europea sobre medidas de nivel 2 relativas a fusiones de UCITS, estructuras master-feeder de UCITS y notificaciones transfronterizas de UCITS. (Consultation paper: CESR´s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS) 17/11/2009
Consulta pública de CESR acerca de la clasificación e identificación de los instrumentos derivados OTC para el reporte de información sobre transacciones entre los distintos miembros de CESR 01/10/2009
Consulta pública sobre la propuesta de CESR acerca de un régimen pan-europeo de publicación de posiciones cortas. (Consultation paper: CESR Proposal for a Pan-European Short Selling Disclosure Regime) 30/09/2009
Addendum a la consulta pública de CESR sobre el formato y contenido del documento de desglose de información clave de UCITS 10/09/2009
Consulta pública de CESR sobre la asistencia técnica para las medidas de nivel 2 en relación con el pasaporte de las Sociedades Gestoras de UCITS. (Consultation paper: CESR´s technical advice to the European Commission on the level 2 measures related to the UCITS management company passport) 10/09/2009
Consulta pública de CESR sobre la asistencia técnica de CESR para las medidas de nivel 2 en relación con el formato y contenido del documento de desglose de información clave de UCITS. (Consultation paper: CESR´s technical advice at level 2 on the format and content of Key Information disclosures for UCITS) 10/09/2009
Consulta pública sobre reconocimiento mutuo con terceros países. (Mutual recognition with non-EU jurisdictions) 04/09/2009
Consulta pública de CESR sobre la central de almacenamiento de datos de las agencias de calificación crediticia. (Consultation paper: CRAs Central Repository) 07/08/2009
Consulta pública de CESR para reunir datos acerca del uso en la Unión Europea de ratings emitidos por Agencias de rating de terceros países. (Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs) 17/08/2009
Consulta pública sobre los consejos técnicos de nivel 2 a emitir por CESR acerca de medición de riesgo para el cálculo de la exposición global de una UCIT. (CESR´s technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCIT´s global exposure) 15/07/2009
Consulta pública sobre los productos financieros complejos y no complejos en la MiFID a efectos de aplicación de los requisitos de evaluación de la conveniencia 17/07/2009
Consulta pública sobre cuestiones técnicas relativas al documento de desglose de información clave de UCITS. (Technical issues relating to Key Information Document (KID) disclosures for UCITS) 15/05/2009
Consulta pública sobre el borrador de Recomendaciones para Entidades de de Contrapartida Central para derivados OTC. (Draft Recommendations for Central Counterparties, revised for CCPs clearing OTC derivatives) 07/04/2009
Consulta pública sobre las propuestas para el plan de trabajo del Review-Panel de CESR. (Proposals for the Review Panel Work Plan) 07/04/2009
Consulta pública sobre posibles medidas de implementación de la futura Directiva de Instituciones de Inversión Colectiva. (Possible implementing measures concerning the future Ucits Directive) 31/03/2009
Consulta pública sobre los estándares técnicos para identificar y clasificar los instrumentos derivados OTC para TREM; el mecanismo de intercambio de información sobre operaciones de CESR. (Call for evidence on technical standards to identify and classify OTC derivative instruments for TREM; CESR´s Transaction Reporting Exchange Mechanism) 27/02/2009
Consulta pública sobre la transparencia de los mercados de bonos corporativos, productos financieros estructurados y derivados de crédito (Transparency of corporate bond, structured finance product and credit derivatives markets) 19/02/2009
Consulta de CESR y ESCB sobre las recomendaciones acerca de los sistemas de compensación y liquidación de valores y contrapartidas centrales en la Unión Europea. (CESR and ESCB consult on recommendations for securities clearing and settlement systems and central counterparties in the European Union) 23/01/2009
Consulta pública sobre la regulación de las ventas en corto por los miembros de CESR. (Regulation of short selling by CESR members) 20/01/2009
Consulta pública sobre el impacto de la MiFID sobre el funcionamiento de los mercados secundarios (Call for evidence on the impact of MiFID on secondary markets functioning) 09/01/2009
Consulta pública del Comité Europeo de Reguladores de Valores -CESR- sobre la Directiva de Abuso de Mercado - tercer conjunto de medidas de nivel 3 e información sobre la operativa común de la Directiva - (Public consultation on Market Abuse Directive. Level 3 - Third set of CESR guidance and information on the common operation of the Directive to the market) 09/01/2009
Consulta pública sobre la revisión del ámbito de aplicación de la obligación de información acerca de las operaciones en la MiFID. (Call for evidence on the review of the scope of the MiFID transaction reporting obligation) 05/12/2008
Consulta pública sobre principios para la gestión de riesgos en Instituciones de Inversión Colectiva. (Risk Management principles for UCITS) 17/10/2008
Consulta pública sobre el pasaporte de las Sociedades Gestoras de Instituciones de Inversión Colectiva. (UCITS Management Company Passport) 15/10/2008
Consulta pública sobre la solicitud de asesoramiento de la Comisión Europea a CESR acerca de la conveniencia de otorgar pasaporte a las sociedad gestoras de Instituciones de Inversión Colectiva 22/08/2008
Consulta pública sobre el tercer conjunto de orientaciones e informes de CESR sobre la aplicación común de la Directiva en el mercado: Nivel 3 de la Directiva de Abuso de Mercado 30/09/2008
Consulta pública sobre la medición del valor razonable y desgloses de información relacionados en instrumentos financieros en mercados con escasa liquidez 12/09/2008