As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 58 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2009
  • CD EQUITIES
A warning PDF of date 02/12/2009 (new window) CBFA (BELGICA) 
23/01/2008
  • CYRRUS CAPITAL VENTURE
  • WWW.CYRRUSCAPITAL.COM
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
24/09/2008
  • EDENBOURG ADVISORY SERVICES
  • WWW.EDENBOURGAS.COM
A warning PDF of date 24/09/2008 (new window) CBFA (BELGICA) 
12/01/2011
  • BARVETII WEALTH CONSULTANTS
  • WWW.BARVETII.COM
A warning PDF of date 12/01/2011 (new window) CBFA (BELGICA) 
19/01/2011
  • GEOFFROY CATHERINE
A warning PDF of date 19/01/2011 (new window) CBFA (BELGICA) 
04/11/2009
  • VANTAGE EQUITY
  • WWW.VANTAGEEQUITY.COM
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 
04/11/2009
  • MJM INVESTMENTS
  • WWW.MJMINVESTMENTS.NET
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 
04/11/2009
  • BUSINESS COORDINATION SERVICE - TRADING BVBA
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 
07/10/2009
  • NEWORLD WEALTH MANAGEMENT
  • WWW.NEWORLDWEALTH.COM
A warning PDF of date 07/10/2009 (new window) CBFA (BELGICA) 
24/06/2009
  • MCLEOD WALKER CAPITAL LTD
  • WWW.MCLEODWALKER.COM
A warning PDF of date 24/06/2009 (new window) CBFA (BELGICA) 

Consultation criteria: By type unauthorised entities.