As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/03/2004
  • MOMENTUM CONSULTANTS, LTD
A warning PDF of date 15/03/2004 (new window) CBF (BELGICA) 
15/03/2004
  • CARNEGIE ADVISORS
A warning PDF of date 15/03/2004 (new window) CBF (BELGICA) 
19/02/2004
  • CROWN-EURO TRUST INVESTMENT BANK
A warning PDF of date 19/02/2004 (new window) CBF (BELGICA) 
10/05/2004
  • THE MAYFLOWER GROUP
A warning PDF of date 10/05/2004 (new window) CBF (BELGICA) 
18/08/2004
  • SOROS HOLLAND INVESTMENT FUND IV
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
18/08/2004
  • SOROS HOLLAND
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
18/08/2004
  • GÉNÉRAL FINANCE SPRL
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
25/03/2009
  • LONDON EQUITIES
  • WWW.LONDON-EQUITIES.COM
A warning PDF of date 25/03/2009 (new window) CBF (BELGICA) 
13/06/2003
  • MORGAN PARIS & COMPANY
A warning PDF of date 13/06/2003 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
14/07/2004
  • SOROS HOLLAND
A warning PDF of date 14/07/2004 (new window) CBF (BELGICA) 

Consultation criteria: By type unauthorised entities.