As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 4
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/11/2017
  • YF ASSET MANAGEMENT (CLON)
A warning PDF of date 02/11/2017 (new window) FCA (REINO UNIDO) 
28/09/2022
  • YABO GLOBAL
A warning PDF of date 28/09/2022 (new window) FCA (REINO UNIDO) 
19/05/2021
  • YOUR INVESTMENT ADVICE
A warning PDF of date 19/05/2021 (new window) FCA (REINO UNIDO) 
17/08/2022
  • YABO MARKET LIMITED
  • YABOMARKET.COM
A warning PDF of date 17/08/2022 (new window) FCA (REINO UNIDO) 
15/01/2020
  • YORK CG
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
04/12/2019
  • YOUR CLAIMS MANAGEMENT
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
14/06/2023
  • YEM / YEM FOUNDATION
A warning PDF of date 14/06/2023 (new window) FMA (AUSTRIA) 
13/12/2023
  • YIELDNODES / EXCEPTIONAL MEDIA LIMITED
A warning PDF of date 13/12/2023 (new window) FMA (AUSTRIA) 
31/10/2012
  • YAMAGUCHI PARTNERS GLOBAL HEAD OFFICE
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
13/11/2019
  • YAMANASHI KYOTO MANAGEMENT
A warning PDF of date 13/11/2019 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial Y.