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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 3
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/04/2016
  • YAMAZAKI ACQUISITION GROUP
A warning PDF of date 27/04/2016 (new window) CBI (IRLANDA) 
02/12/2009
  • YAKEY MX, S.A. DE C.V.
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
05/07/2017
  • YUKON GLOBAL LTD / TRADETECH FIN LTD / TOP MEDIA LTD
A warning PDF of date 05/07/2017 (new window) CONSOB (ITALIA) 
16/05/2018
  • YUKON GLOBAL LTD
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
26/09/2012
  • YANG FINANCIAL
A warning PDF of date 26/09/2012 (new window) EI_CBI (IRLANDA) 
31/07/2019
  • YVES KAPITAL TRADING / YK KAPITAL / YK TRADING (CLON)
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA YVES ABITBOL
19/06/2019
  • YOUCOMPAREINSURANCE
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
02/11/2017
  • YF ASSET MANAGEMENT (CLON)
A warning PDF of date 02/11/2017 (new window) FCA (REINO UNIDO) 
31/10/2012
  • YAMAGUCHI PARTNERS GLOBAL HEAD OFFICE
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
23/05/2012
  • YAMATO ASSET MANAGEMENT CO LTD
A warning PDF of date 23/05/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial Y.