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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 3
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/11/2019
  • YAMANASHI KYOTO MANAGEMENT
A warning PDF of date 13/11/2019 (new window) FMA (AUSTRIA) 
31/07/2019
  • YVES KAPITAL TRADING / YK KAPITAL / YK TRADING (CLON)
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA YVES ABITBOL
19/06/2019
  • YOUCOMPAREINSURANCE
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
26/09/2018
  • YAMAGUCHI LAURENTIAN SECURITIES
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
16/05/2018
  • YUKON GLOBAL LTD
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
02/11/2017
  • YF ASSET MANAGEMENT (CLON)
A warning PDF of date 02/11/2017 (new window) FCA (REINO UNIDO) 
05/07/2017
  • YUKON GLOBAL LTD / TRADETECH FIN LTD / TOP MEDIA LTD
A warning PDF of date 05/07/2017 (new window) CONSOB (ITALIA) 
11/05/2016
  • YAMAMOTO INTERNATIONAL
A warning PDF of date 11/05/2016 (new window) SFSA (SUECIA) 
27/04/2016
  • YAMAZAKI ACQUISITION GROUP
A warning PDF of date 27/04/2016 (new window) CBI (IRLANDA) 
27/03/2013
  • YAKAMOTO INVESTMENTS
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial Y.