As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 425 out of 643
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/10/2020
  • WWW.SCHWAB.UK.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CHARLES SCHWAB UK LIMITED
28/10/2020
  • WWW.BRITISHCASHLOAN.CO.UK
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • WWW.INQUOT.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • WWW.AXECAPITAL.SYSTEMS
A warning PDF of date 28/10/2020 (new window) AFM (PAISES BAJOS) 
28/10/2020
  • WWW.ICB-CAPITAL.COM
  • WWW.ICBCAPITAL.NET
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO) 
28/10/2020
  • WWW.CAPITALMARKETSLONDON.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CAPITAL MARKETS TRADING UK LLP
28/10/2020
  • WWW.ETFMARKET.CO.UK
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA WEALTHSIMPLE UK LTD
28/10/2020
  • WWW.SAFEASSURANCESA.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SAFE ASSURANCE SA
28/10/2020
  • WWW.HILLWOOD-LTD.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HILLWOOD LTD
28/10/2020
  • WALLWOOD BROKER (CLON)
  • WWW.WALLWOODBROKER.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA WALLWOOD CAPITAL MANAGEMENT LIMITED

Consultation criteria: By type unauthorised entities, By initial W.