As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/09/2018
  • TAYLOR, HODGSON AND ASSOCIATES
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
07/08/2019
  • TBFX LIMITED (CLON)
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
02/03/2022
  • TC NEW HORIZON (CLONE)
A warning PDF of date 02/03/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS Y DE DENOMINACIÓN TC NEW HORIZON GLOBAL BALANCED FUND Y TC NEW HORIZON ICAV.
17/09/2014
  • TCL ASSOCIATES
A warning PDF of date 17/09/2014 (new window) DFSA (DINAMARCA) 
06/03/2024
  • TCRINVEST
A warning PDF of date 06/03/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/01/2024
  • TCRINVEST
A warning PDF of date 10/01/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
28/09/2022
  • TCS INSURANCE COMPANY OF IRELAND DAC (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO, ENTRE OTROS, DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA
19/06/2019
  • TCV & PARTNERS (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
14/03/2018
  • TCV & PARTNERS (CLON)
A warning PDF of date 14/03/2018 (new window) FCA (REINO UNIDO) 
05/08/2020
  • TD GLOBAL FINANCE (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.