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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/01/2020
  • TRADITION-FINANCE (CLON)
A warning PDF of date 29/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR NOMBRE (TRADITION FINANCIAL SERVICES LIMITED)
29/01/2020
  • TITON ASSOCIATES ASSET MANAGEMENT (CLON)
A warning PDF of date 29/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR NOMBRE (TITON ASSOCIATES LTD)
29/01/2020
  • TENARONCAPITAL.CO.UK
  • TENARON CAPITAL MANAGEMENT UK (CLON)
A warning PDF of date 29/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE (TENARON CAPITAL MANAGEMENT UK LLP)
22/01/2020
  • TRADERS WATCH
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO) 
22/01/2020
  • TENARON CAPITAL MANAGEMENT UK (CLON)
  • TENARONCAPITAL.CO.UK
A warning PDF of date 22/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE (TENARON CAPITAL MANAGEMENT UK LLP)
15/01/2020
  • TRADE LTD
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • TIME4ACTIONS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • TOTAL FINANCIAL SOLUTIONS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • TERRATECH LTD
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • THE BOND PEOPLE
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.