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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/08/2020
  • TRADING212 (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020
  • TENDO LOAN (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
05/08/2020
  • TD GLOBAL FINANCE (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
15/07/2020
  • TITAN PRO 500
A warning PDF of date 15/07/2020 (new window) FCA (REINO UNIDO) 
01/07/2020
  • THE LENDERS
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
01/07/2020
  • TRADERKING
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
24/06/2020
  • TAKAHASHI AND PARTNERS
A warning PDF of date 24/06/2020 (new window) FSMA (BELGICA) 
24/06/2020
  • THE INVESTMENTHEADS
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
24/06/2020
  • TAN ALLEN PIGUET ASSET MANAGEMENT
A warning PDF of date 24/06/2020 (new window) FSMA (BELGICA) 
24/06/2020
  • THE BONDS COMPANY
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.