Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 38 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/02/2006
  • TRANSGLOBAL FINANCIAL LTD.
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 
22/02/2006
  • TGF MANAGEMENT SERVICES INC.
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 
19/01/2005
  • TRINITY FINANCE ONLINE PLC
A warning PDF of date 19/01/2005 (new window) FSC (ISLA DE MAN) 
19/01/2005
  • TRINITY FINANCE ONLINE INC
A warning PDF of date 19/01/2005 (new window) FSC (ISLA DE MAN) 
19/01/2005
  • TRINITY FINANCE ONLINE
A warning PDF of date 19/01/2005 (new window) FSC (ISLA DE MAN) 
01/12/2004
  • THE ARMSTRONG GROUP
A warning PDF of date 01/12/2004 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
01/12/2004
  • TRANS INTERCONTINENTAL FINANCE
A warning PDF of date 01/12/2004 (new window) JFSC (JERSEY) 
03/11/2004
  • TRADELINX INVESTMENTS LTD
A warning PDF of date 03/11/2004 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
20/10/2004
  • TRANS-ATLANTIC PRIVATE BANK
A warning PDF of date 20/10/2004 (new window) FSC (ISLA DE MAN) 
18/08/2004
  • TRANS-ATLANTIC INVESTMENT AND PRIVATE BANK
A warning PDF of date 18/08/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial T.