As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/01/2023
  • TRADERHOUSE.COM
A warning PDF of date 11/01/2023 (new window) AMF (FRANCIA)LA AMF ADVIERTE AL PÚBLICO DE ENTIDADES QUE OFRECEN EN FRANCIA INVERSIONES EN FOREX Y EN DERIVADOS DE CRIPTOACTIVOS SIN ESTAR AUTORIZADAS PARA ELLO.
26/06/2019
  • TRADERSHOME LTD
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
26/11/2014
  • TELETRADE BULGARIA EOOD
A warning PDF of date 26/11/2014 (new window) BFSC (BULGARIA) 
29/10/2014
  • TRADERXP LTD
A warning PDF of date 29/10/2014 (new window) BFSC (BULGARIA) 
22/06/2016
  • TVOY MILLION
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • TRADEPLUS SOLUTIONS LLC, MARSHALL ISLANDS
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • TIGER ASSET MANAGEMENT SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • TIGER ASSET MANAGEMENT LLC, AUSTRIA
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
10/02/2016
  • TIGER ASSET MANAGEMENT LLC, BULGARIA (CLON)
  • TIGER ASSET MANAGEMENT GMBH, AUSTRIA (CLON)
A warning PDF of date 10/02/2016 (new window) BFSC (BULGARIA)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
22/06/2016
  • TRADERXP (TRADERXP LLC)
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 

Consultation criteria: By type unauthorised entities, By initial T.