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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • TIME4ACTIONS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • TOTAL FINANCIAL SOLUTIONS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • TERRATECH LTD
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • THE BOND PEOPLE
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • THE SOVEREIGN BOND FUND (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON THE SOVEREIGN BOND FUND, PRODUCTO DEBIDAMENTE REGISTRADO EN LA FCA
26/12/2019
  • THE ARGYLE GROUP
A warning PDF of date 26/12/2019 (new window) FCA (REINO UNIDO) 
26/12/2019
  • THOMPSON–RUSSO SECURITIES LLC / THOMPSON RUSSO SECURITIES
A warning PDF of date 26/12/2019 (new window) FCA (REINO UNIDO) 
26/12/2019
  • TRADE IDEA
A warning PDF of date 26/12/2019 (new window) FSMA (BELGICA) 
18/12/2019
  • TRADE 100 FM
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
18/12/2019
  • THE FINANCIAL CONSULTANCY GROUP
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.