As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 51 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/03/2012
  • MONARCH WEALTH CONSULTANTS
A warning PDF of date 21/03/2012 (new window) EI_CBI (IRLANDA) 
24/10/2012
  • MONARCH WEALTH CONSULTANTS
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 
26/02/2014
  • MONDIAEN BANKER
A warning PDF of date 26/02/2014 (new window) CSSF (LUXEMBURGO) 
13/09/2023
  • MONDIAL INVESTMENTS (CLONE)
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
30/11/2022
  • MONDIAL INVESTMENTS LIMITED
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
13/10/2022
  • MONDIALFX
A warning PDF of date 13/10/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
05/10/2022
  • MONDIALFX
A warning PDF of date 05/10/2022 (new window) CONSOB (ITALIA) 
28/08/2019
  • MONDRIAN INVESTMENT PARTNERS LIMITED (CLON)
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE
15/10/2008
  • MONEDA MANAGEMENT LLC
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
11/12/2019
  • MONEO INVEST (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.