As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 39 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/12/2013
  • GOLDMAN CAPITAL
A warning PDF of date 11/12/2013 (new window) AMF (FRANCIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON ENTIDADES PERTENECIENTES AL GRUPO GOLDMAN SACHS
11/12/2013
  • GROUPCPI
A warning PDF of date 11/12/2013 (new window) FSMA (BELGICA) 
27/11/2013
  • GLOBALEYE
A warning PDF of date 27/11/2013 (new window) FSMA (BELGICA) 
13/11/2013
  • GLOBAL CORPORATE PARTNERS
A warning PDF of date 13/11/2013 (new window) FCA (REINO UNIDO) 
23/10/2013
  • GLOVER CAPITAL GROUP
A warning PDF of date 23/10/2013 (new window) FSA (REINO UNIDO) 
18/09/2013
  • GRAND MERIDIAN PRIVATE EQUITY LTD
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
28/08/2013
  • GLOBAL REACH ASSET MANAGEMENT
A warning PDF of date 28/08/2013 (new window) DFSA (DINAMARCA) 
26/06/2013
  • GLOBAL MERGERS CORPORATION
A warning PDF of date 26/06/2013 (new window) FCA (REINO UNIDO) 
19/06/2013
  • GOLDBERG CAPITAL GROUP LTD
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO) 
16/05/2013
  • GENEVE INVEST IRELAND
A warning PDF of date 16/05/2013 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial G.