As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 37 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/10/2012
  • GLOBAL DIRECT EQUITIES LLC
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
03/08/2011
  • GREYSON CONSULTING GROUP
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
11/07/2012
  • GLOBAL INVESTMENTS LTD
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
05/12/2012
  • GOLDMAN SACHS INTERNATIONAL
A warning PDF of date 05/12/2012 (new window) FSA (REINO UNIDO)LA ENITDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS PERTENECIENTES A GOLDMAN SACHS GROUP INC
26/04/2006
  • GREAT EASTERN SECURITIES INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
30/11/2005
  • GLOBUS TRUST LIMITED
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
19/11/2008
  • GOTTHARD CAPITAL PARTNERS
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
07/09/2011
  • GATEMORE CAPITAL MANAGEMENT
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
19/11/2008
  • GLOBAL WEALTH PARTNERS PLC
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
19/11/2008
  • GLOBAL WEALTH MANAGEMENT
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.