As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 37 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/12/2014
  • GEMASIA INVESTMENTS CORPORATION
A warning PDF of date 17/12/2014 (new window) FSMA (BELGICA) 
29/10/2014
  • GRANADA CAPITAL
A warning PDF of date 29/10/2014 (new window) FSAN (NORUEGA) 
22/10/2014
  • GILMOORE FINANCIAL INC
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
15/10/2014
  • GEN EQUITIES (IRELAND AND SWITZERLAND)
A warning PDF of date 15/10/2014 (new window) EI_CBI (IRLANDA) 
01/10/2014
  • GLOBAL EQUITIES MARKET ADMINISTTRATION
A warning PDF of date 01/10/2014 (new window) SFSA (SUECIA) 
01/10/2014
  • G-REIC ENERGY REAL ESTATE R.E.I.C.
A warning PDF of date 01/10/2014 (new window) HCMC (GRECIA) 
24/09/2014
  • GRIFFIN ADVISORS LIMITED
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
24/09/2014
  • GENKAI SECURITIES
A warning PDF of date 24/09/2014 (new window) DFSA (DINAMARCA) 
17/09/2014
  • GE SHAW MANAGEMENT GROUP
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
10/09/2014
  • GOLDMAN SHAKS (PVT) LTD
A warning PDF of date 10/09/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.