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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/06/2016
  • EAGLE CREST INSURANCE
  • EAGLE CREST UNDERWRITER
A warning PDF of date 22/06/2016 (new window) FSMA (BELGICA) 
22/06/2016
  • EPIC LOANS (CLON)
A warning PDF of date 22/06/2016 (new window) FCA (REINO UNIDO) 
25/05/2016
  • EARNEST & MEDWELL INTERNATIONAL
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
25/05/2016
  • EKL INTERNATIONAL CO. LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
20/04/2016
  • E TRADE SECURITIES (CLON)
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
13/04/2016
  • EXO CAPITAL MARKETS LTD / GLOBAL FIN SERVICE LTD
A warning PDF of date 13/04/2016 (new window) CONSOB (ITALIA) 
23/03/2016
  • EDWARD COLLINS ASSOCIATES
A warning PDF of date 23/03/2016 (new window) FCA (REINO UNIDO) 
16/03/2016
  • EVERCORE (CLON)
A warning PDF of date 16/03/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
24/02/2016
  • ESCROW SERVICE GROUP
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
16/12/2015
  • EQMC EUROPE DEVELOPMENT CAPITAL FUND (CLON)
A warning PDF of date 16/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial E.