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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/09/2017
  • EDUARD STEINBACH (CLON)
A warning PDF of date 06/09/2017 (new window) FCA (REINO UNIDO) 
30/08/2017
  • EASYGESTIONS
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA SOBRE ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS
30/08/2017
  • EXCON FUJI SECURITIES
A warning PDF of date 30/08/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
09/08/2017
  • E MONEY LIMITED/EVOLUTION MONEY LIMITED (CLON)
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION
05/07/2017
  • EXCON FUJI
A warning PDF of date 05/07/2017 (new window) SFSA (SUECIA) 
28/06/2017
  • EAST COAST LAW FIRM / EAST COAST LAW FLORIDA
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
17/05/2017
  • EXXONFX
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO)PROPIEDAD Y OPERADA POR REVOLUTION MARKETS LP
03/05/2017
  • ENTRADA CAPITAL
A warning PDF of date 03/05/2017 (new window) DFSA (DINAMARCA) 
29/03/2017
  • EDGEDALE FINANCE / GOLD HORIZEN LTD
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
15/02/2017
  • EASTERN QUAY ASSET MANAGEMENT
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).

Consultation criteria: By type unauthorised entities, By initial E.