As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 33
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/10/2023
  • DE.OIL-PROFIT.INVESTERSCORP.COM
  • DE.OILPROFIT-OFFICIAL.COM
A warning PDF of date 11/10/2023 (new window) FMA (AUSTRIA) 
15/11/2023
  • DE.COMMERCEWEALTH.COM
A warning PDF of date 15/11/2023 (new window) FMA (AUSTRIA) 
14/02/2024
  • DE-FINANZ
A warning PDF of date 14/02/2024 (new window) FMA (AUSTRIA) 
31/10/2012
  • DIETRICH & SOHN LONDON
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
16/09/2009
  • DUBAI INTERNATIONAL INVESTMENT & TRADING
A warning PDF of date 16/09/2009 (new window) FMA (AUSTRIA) 
03/08/2011
  • DONALDSON AND TURNER LTD.
A warning PDF of date 03/08/2011 (new window) FMA (AUSTRIA) 
19/01/2011
  • DACHSER GLOBAL MARKETS
A warning PDF of date 19/01/2011 (new window) FMA (AUSTRIA) 
14/02/2024
  • DIGITALBASE
A warning PDF of date 14/02/2024 (new window) FMA (AUSTRIA) 
20/01/2010
  • DENKO GROUP
A warning PDF of date 20/01/2010 (new window) FMA (AUSTRIA) 
26/11/2008
  • DAVIS MAYER GROUP
A warning PDF of date 26/11/2008 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial D.