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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 21 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/10/2008
  • DOMINION ROYAL EKONOMISK FÖRENING (ECONOMIC ASSOCIATION)
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
22/08/2012
  • DAWSON WHITE TRUST (DW TRUST)
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
06/06/2012
  • DENHMAN OGILVIE
A warning PDF of date 06/06/2012 (new window) SFSA (SUECIA) 
20/12/2006
  • DSB SINGAPORE PTE.
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
08/11/2006
  • DIGITAL 1 MEDIA, INC.
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
05/09/2012
  • DRAKE MERGER MANAGEMENT
A warning PDF of date 05/09/2012 (new window) SFSA (SUECIA) 
10/11/2011
  • DMR CONSULTING LLC
A warning PDF of date 10/11/2011 (new window) SFSA (SUECIA) 
14/12/2011
  • DAILEY SECURITIES, INC.
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
09/07/2008
  • DAUPHIN ASSET EUROPE
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
13/02/2008
  • DAVIS & RUDELL LLC
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial D.