As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/03/2021
  • DIRECT LENDS (CLONE)
A warning PDF of date 17/03/2021 (new window) CBI (IRLANDA) 
04/03/2020
  • DEVON FAIRCHILD & CO. (SINGAPUR)
A warning PDF of date 04/03/2020 (new window) CBI (IRLANDA) 
10/01/2024
  • DOLMEN STOCKBROKERS
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA) 
31/03/2021
  • DAVID SOARES / JUVENTUDE GLOBAL, LDA
A warning PDF of date 31/03/2021 (new window) CMVM (PORTUGAL) 
24/02/2021
  • DIRECTAFX LTD GROUP / DIRECTAFX LIMITED
A warning PDF of date 24/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
29/06/2022
  • DLFININDEX LTD
A warning PDF of date 29/06/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
16/09/2020
  • DINENGO PARTNERS LTD
A warning PDF of date 16/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
14/11/2018
  • DUBAI FXM LTD
A warning PDF of date 14/11/2018 (new window) CONSOB (ITALIA) 
31/10/2018
  • DAY TRADING PMAM (PAGINA FACEBOOK)
A warning PDF of date 31/10/2018 (new window) CONSOB (ITALIA) 
07/04/2020
  • DUBAI FXM LTD
A warning PDF of date 07/04/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial D.