Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/07/2021
  • DELTAMARKET
A warning PDF of date 14/07/2021 (new window) FSMA (BELGICA) 
09/06/2021
  • DIGITAL EXCHANGE LIMITED / SECUREX PLUS SOLUTION EOOD
A warning PDF of date 09/06/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
05/05/2021
  • DALTIUM
A warning PDF of date 05/05/2021 (new window) FSMA (BELGICA) 
28/04/2021
  • DIVERSIFICATION STRATEGY FUND PLC (CLON)
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DIVERSIFICATION STRATEGY FUND PLC.
21/04/2021
  • DAVY BONDS (CLON)
A warning PDF of date 21/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA J & E DAVY.
31/03/2021
  • DAVID SOARES / JUVENTUDE GLOBAL, LDA
A warning PDF of date 31/03/2021 (new window) CMVM (PORTUGAL) 
17/03/2021
  • DIRECT LENDS (CLON)
A warning PDF of date 17/03/2021 (new window) CBI (IRLANDA) 
10/03/2021
  • DAXKAPITAL
A warning PDF of date 10/03/2021 (new window) CSSF (LUXEMBURGO) 
24/02/2021
  • DUNDEE WEALTH MANAGEMENT AG
A warning PDF of date 24/02/2021 (new window) FMA (AUSTRIA) 
24/02/2021
  • DIRECTAFX LTD GROUP / DIRECTAFX LIMITED
A warning PDF of date 24/02/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial D.