As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on general topics of interest to investors.

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

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Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/07/2009
  • VARIOS ISLA DE MAN
A warning PDF of date 29/07/2009 (new window) FSC (ISLA DE MAN)FALSOS PREMIOS DE LOTERÍA
19/08/2009
  • WWW.CNBANTC.COM
A warning PDF of date 19/08/2009 (new window) FSC (ISLA DE MAN)PÁGINA WEB ENGAÑOSA
19/08/2009
  • HTTP://WWW.IOSC-US.COM/
A warning PDF of date 19/08/2009 (new window) FSC (ISLA DE MAN)PÁGINA WEB ENGAÑOSA
09/09/2009
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 09/09/2009 (new window) SEC (ESTADOS UNIDOS)ADVERTENCIA SOBRE INVERSIÓN EN ETFS
07/10/2009
  • VARIOS ISLA DE MAN
A warning PDF of date 07/10/2009 (new window) FSC (ISLA DE MAN)CORRESPONDENCIA FALSA
28/10/2009
  • VARIOS MEJICO
A warning PDF of date 28/10/2009 (new window) CNBV (MEJICO)MERCADO ILEGAL DE "BONOS VIEJOS"
16/12/2009
  • MR RICHARD DAVID ARTHUR
A warning PDF of date 16/12/2009 (new window) JFSC (JERSEY)NO CUMPLIMIENTO REQUISITOS DE HONORABILIDAD
20/01/2010
  • VARIOS ISLA DE MAN
A warning PDF of date 20/01/2010 (new window) FSC (ISLA DE MAN)OFERTAS ENGAÑOSAS DE ADQUISIÓN DE ACCIONES .
17/03/2010
  • THE INTERNATIONAL SECURITIES INVESTOR PROTECTION CORPORATION
A warning PDF of date 17/03/2010 (new window) SIPC (ESTADOS UNIDOS)PAGINA WEB FRAUDULENTA. LA PAGINA WEB NO TIENE NINGUNA RELACION CON LA ENTIDAD DEBIDAMENTE CONSTITUIDA DENOMINADA SECURITIES INVESTOR PROTECTION CORPORATION (SIPC)
19/05/2010
  • VARIOS LABUAN
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA)ADVERTENCIA GENÉRICA SOBRE NEGOCIAR CON ENTIDADES NO AUTORIZADAS

Consultation criteria: By type Other alerts.