Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 913 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
18/08/2011 |
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APOLLO TIGER FUND
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WWW.APOLLOFUNDSGUERNSEY.COM
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WWW.APOLLOGUERNSEY.COM
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WWW.APOLLO-TIGERFUND.COM
|
| FSA (REINO UNIDO) | SIN RELACIÓN CON MARLBOROUGH TIGER FUND LTD REGISTRADO CON LA FSA CON EL NUM. 451823 |
18/08/2011 |
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CHURCHILL CAPITAL
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CHURCHILL INTERNATIONAL GROUP
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WWW.CHURCHILLINTERNATIONAL.CO.CC
|
| FSA (REINO UNIDO) | SIN RELACIÓN CON CHURCHILL CAPITAL UK LTD., REGISTRADA CON LA FSA CON EL NUM. 225631 |
18/08/2011 |
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QUANTUM PARTNERS LTD.
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WWW.QUANTUMPARTNERSLTD.COM
|
| FSA (REINO UNIDO) | |
18/08/2011 |
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ATLANTIC CAPITAL TRUST LLC
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ATLANTIC CAPITAL TRUST MANAGEMENT
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WWW.ATLANTICCT.COM
|
| FSA (REINO UNIDO) | |
18/08/2011 |
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ATLANTIC CAPITAL TRUST MANAGEMENT
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ATLANTIC CAPITAL TRUST LLC
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WWW.ATLANTICCT.COM
|
| FSA (REINO UNIDO) | |
18/08/2011 |
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SMART TRADE FX
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WWW.SMARTTRADEFX.COM
|
| CYSEC (CHIPRE) | |
18/08/2011 |
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SANDFORD HALE & CO.
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WWW.SANDFORD-HALE.COM
|
| FSA (REINO UNIDO) | |
18/08/2011 |
|
| FSA (REINO UNIDO) | SIN RELACIÓN CON STJ ADVISORS LLP, AUTORIZADA POR LA FSA CON EL NUM. 491099) |
10/08/2011 |
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GLOBAL WORLD ACQUISITIONS
|
| JFSC (JERSEY) | |
10/08/2011 |
|
| JFSC (JERSEY) | |
Consultation criteria: By type unauthorised entities.