As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 839 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/08/2020
  • DUNHILL WEALTH ADVISORY
  • HTTPS://DUNHILLWEALTHADVISORY.COM
A warning PDF of date 05/08/2020 (new window) CSSF (LUXEMBURGO) 
24/02/2021
  • DUNDEE WEALTH MANAGEMENT AG
A warning PDF of date 24/02/2021 (new window) FMA (AUSTRIA) 
14/09/2022
  • DUNDEE WEALTH MANAGEMENT AG
  • WWW.DUNDEEWEALTHMGM.CO
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
14/10/2015
  • DUMONT PRIVATE EQUITY
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 
23/12/2020
  • DULI FINANCE ADVISORY
  • HTTPS://WWW.DULIFINANCEADVISORY.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
14/09/2022
  • DULCET GROUP LLC / CONCORDINVEST
  • WWW.CONCORDINVEST.PRO
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
13/10/2022
  • DULCET GROUP LLC
  • HTTPS://NORTHPROFIT.CO
  • HTTPS://N-PRO.TRADE
  • HTTPS://NORTHPROFIT.CC
A warning PDF of date 13/10/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
05/10/2022
  • DULCET GROUP LLC
  • HTTPS://NORTHPROFIT.CO
  • HTTPS://N-PRO.TRADE
  • HTTPS://NORTHPROFIT.CC
A warning PDF of date 05/10/2022 (new window) CONSOB (ITALIA) 
06/05/2009
  • DUFRESNE AND ANDY INTERNATIONAL
  • WWW.DUFRESNEANDANDYINT.COM
A warning PDF of date 06/05/2009 (new window) SFSA (SUECIA) 
20/05/2009
  • DUFRESNE AND ANDY INTERNATIONAL
A warning PDF of date 20/05/2009 (new window) IFSRA (IRLANDA) 

Consultation criteria: By type unauthorised entities.