As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

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Page 809 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/11/2021
  • ETHENEA (CLONE)
  • ETHENEA PLDF PREMIUM (CLONE)
A warning PDF of date 24/11/2021 (new window) CSSF (LUXEMBURGO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO ETHENEA INDEPENDENT INVESTORS S.A.
28/10/2020
  • ETF MARKET UK LTD (CLON)
  • WWW.ETFMARKET.CO.UK
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA WEALTHSIMPLE UK LTD
10/01/2024
  • ETERNITY PRIME LTD.
  • HTTPS://ETERNITY.INC/
A warning PDF of date 10/01/2024 (new window) FMA (AUSTRIA) 
09/12/2009
  • ETERNITY FUNDS
  • WWW.ETERNITYFUNDS.COM
A warning PDF of date 09/12/2009 (new window) AMF (FRANCIA) 
08/06/2022
  • ETA LTD
  • HTTPS://CLIENT.ETALTD.IO
  • HTTPS://CLIENT.ETALIMITED.IO
  • WWW.ETALIMITED.IO
  • HTTPS://WEBTRADER.ETALIMITED.IO
A warning PDF of date 08/06/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
04/12/2013
  • ESTLANDER & RONNLUND CAPITAL MANAGEMENT
  • WWW.EANDRCAPITAL.COM
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA DEL MISMO NOMBRE.
06/07/2005
  • ESQUELA INVESTMENTS LTD.
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
16/05/2012
  • ESPA FINANCIAL
  • WWW.ESPA-FINANCIAL.COM
A warning PDF of date 16/05/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD ESPA-FINANCIAL ADVISORS GMBH QUE EN SU MOMENTO ESTUVO DEBIDAMENTE INSCRITA EN LOS REGISTROS DE LA FSA
11/11/2020
  • ESOS INTERNATIONAL LTD / KAKEDY INTERNATIONAL S.R.O
  • WWW.AINVESTMENTS.COM
  • WWW.AINVESTMENTS.BIZ
A warning PDF of date 11/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/05/2021
  • ESOS INTERNATIONAL LTD / KADEKY INTERNATIONAL SRO
  • WWW.AINVESTMENTS.EU
  • HTTPS://TRADING.AINVESTMENTS.EU
A warning PDF of date 19/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities.