As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 768 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/11/2011
  • NIPPON FINANCIAL PARTNERS
  • WWW.NIPPONFP.COM
A warning PDF of date 16/11/2011 (new window) SFSA (SUECIA) 
04/01/2012
  • NIPPON FINANCIAL PARTNERS
  • WWW.NIPPONFP.COM
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
25/05/2016
  • NIPPON HOLDINGS (OR NIPPON CAPITAL ASSET MANAGEMENT)
  • ABLE CENTURY LIMITED
  • FRANKLIN TRANSFER SERVICES
  • GLORY JET LIMITED
  • OSAKA FINANCIAL
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
15/10/2014
  • NIPPORI GROUP
  • WWW.NIPPORIGROUP.COM
A warning PDF of date 15/10/2014 (new window) SFSA (SUECIA) 
19/04/2006
  • NISHIMURAMA MERGERS AND ACQUISITIONS
A warning PDF of date 19/04/2006 (new window) NAFM (PAISES BAJOS) 
21/12/2022
  • NITRO FOREX
  • WWW.NITRO-FOREX.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
17/11/2021
  • NITROCAPITALS
  • WWW.NITROCAPITALS.COM
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 
26/05/2021
  • NIWIX LIMITED
  • WWW.NIWIX.ORG
A warning PDF of date 26/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/01/2023
  • NJW CAR SALES
  • WWW.NJWCARSALES.CO.UK
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
21/02/2018
  • NKF GRUPPEN AS
  • WWW.NKFGRUPPEN.NO
A warning PDF of date 21/02/2018 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities.