As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 751 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/08/2015
  • DW TRADING (CLON)
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
05/08/2015
  • AXN TRADING LTD (CLON)
  • HTTP://WWW.AXNTRADING.COM/
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
05/08/2015
  • CITIGROUP INVESTMENT/CITIGROUP IMPLEMENTATION SERVICES LIMIT
  • WWW.CITIGROUPINVESTMENT.CO.UK
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO) 
08/07/2015
  • LUMA GROUP
  • HTTP://WWW.LUMAGROUP.COM/
A warning PDF of date 08/07/2015 (new window) FSAN (NORUEGA) 
08/07/2015
  • TRADERSKING LTD
  • HTTPS://WWW.TRADERSKING.COM
A warning PDF of date 08/07/2015 (new window) CYSEC (CHIPRE) 
08/07/2015
  • VARIOS BELGICA
A warning PDF of date 08/07/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN OPCIONES BINARIAS Y PRODUCTOS DE FOREX
08/07/2015
  • THOMAS LOPPACHER (CLON)
  • WWW.THOMASLOPPACHER.COM
A warning PDF of date 08/07/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
08/07/2015
  • INTERNATIONAL ASSET MANAGEMENT GROUP LTD/IAM GROUP
  • WWW.IAMGROUPLTD.COM
A warning PDF of date 08/07/2015 (new window) FCA (REINO UNIDO) 
08/07/2015
  • ALTR ALTERNATIVE FUND MANAGERS (CLON)
  • WWW.ALTR-FUNDMANAGERS.COM
A warning PDF of date 08/07/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
01/07/2015
  • PROFESSIONAL INVESTMENT CONSULTANTS (CLON)
  • WWW.PIC-INTERNATIONAL.NET
A warning PDF of date 01/07/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.