As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 745 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/01/2016
  • GCM MARKETING LTD
A warning PDF of date 13/01/2016 (new window) SSMA (ESLOVENIA) 
13/01/2016
  • BRIDGEWATER ASSET MANAGEMENT
  • WWW.BWATERMGM.COM
A warning PDF of date 13/01/2016 (new window) FCA (REINO UNIDO) 
13/01/2016
  • PETERSON GROUP
  • WWW.THEPETERSONGROUP.COM
A warning PDF of date 13/01/2016 (new window) FCA (REINO UNIDO) 
23/12/2015
  • FABBECK BANK PLC
  • WWW.FABBECK.COM
A warning PDF of date 23/12/2015 (new window) CSSF (LUXEMBURGO) 
23/12/2015
  • BOURSEBINAIRE.FR
  • LEPLANB.BIZ
  • INTERACTIVEOPTION.COM
A warning PDF of date 23/12/2015 (new window) AMF (FRANCIA)CAMPAÑA PUBLICITARIA DENOMINADA "PLAN B"
23/12/2015
  • VARIOS BELGICA
A warning PDF of date 23/12/2015 (new window) FSMA (BELGICA)ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
23/12/2015
  • MELBINGER LEOPOLD & PARTNERS (CLON)
  • WWW.MLEOPOLDANDPARTNERS.COM
A warning PDF of date 23/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
16/12/2015
  • DIRK SWINNEN / DS TRADING (CLON)
  • WWW.DIRK-SWINNEN.COM
A warning PDF of date 16/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
16/12/2015
  • CAPITAL TRADE HOUSE
  • WWW.CAPITALTRADEHOUSE.COM
A warning PDF of date 16/12/2015 (new window) CSSF (LUXEMBURGO) 
16/12/2015
  • JJ BAUER ASSET MANAGEMENT / JJ BAUER EQUITY RESEARCH (CLON)
  • WWW.JJ-BAUER.COM
A warning PDF of date 16/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities.