As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 730 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/11/2018
  • NOVA INVEST GROUP
  • NOVAINVESTGROUP.COM
A warning PDF of date 14/11/2018 (new window) FMA (AUSTRIA) 
20/06/2018
  • SUN CAPITAL LIMITED
  • WWW.TRADEU2.COM
A warning PDF of date 20/06/2018 (new window) FMA (AUSTRIA) 
20/06/2018
  • CELESTIAL TRADING LTD / TRADOVEST
  • WWW.TRADOVEST.COM
A warning PDF of date 20/06/2018 (new window) FMA (AUSTRIA) 
09/02/2011
  • NEW CENTURY CAPITAL
  • HTTP://NEWCENCAP.COM
A warning PDF of date 09/02/2011 (new window) FMA (AUSTRIA) 
04/05/2011
  • KAPITAL POOL 2010 CP2010 LTD.
  • HTTP://WWW.KAPITALPOOL.BIZ/
A warning PDF of date 04/05/2011 (new window) FMA (AUSTRIA) 
09/02/2011
  • GLOBAL HEDGE FUND GROUP LTD.
  • HTTP://WWW.GHFGROUP.NET/
  • GHF CAYMAN ISLANDS
A warning PDF of date 09/02/2011 (new window) FMA (AUSTRIA) 
16/01/2019
  • AKITA MATSUI TRADING / NANTO SAPPORO BROKERAGE
A warning PDF of date 16/01/2019 (new window) FMA (AUSTRIA) 
11/01/2023
  • CRYPTO ACTIVE TRADING
  • WWW.CRYPTOACTIVETRADING.NET
A warning PDF of date 11/01/2023 (new window) FMA (AUSTRIA) 
10/01/2024
  • AIX TRADER
  • WWW.AIX-TRADER.COM
  • CFD.AIX-TRADER.COM
A warning PDF of date 10/01/2024 (new window) FMA (AUSTRIA) 
10/01/2024
  • FRONT-MANAGEMENT24
  • FRONT-SERVICE24.SITE
A warning PDF of date 10/01/2024 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities.