As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 709 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/11/2016
  • NEMESIS CAPITAL LIMITED
  • NEMESIS CAPITAL BG LIMITED
  • WWW.ALFATRADE.COM
A warning PDF of date 23/11/2016 (new window) CONSOB (ITALIA) 
23/11/2016
  • WATKINS CONSULTANCY LTD
  • WWW.WATKINSCONSULTANCYLTD.COM
A warning PDF of date 23/11/2016 (new window) FCA (REINO UNIDO) 
23/11/2016
  • M J ANSEN (CLON)
  • WWW.MJ-ANSEN.COM
A warning PDF of date 23/11/2016 (new window) FCA (REINO UNIDO) 
16/11/2016
  • GO24INVEST
A warning PDF of date 16/11/2016 (new window) CONSOB (ITALIA) 
16/11/2016
  • PIORTELLO LTD
A warning PDF of date 16/11/2016 (new window) CONSOB (ITALIA) 
10/11/2016
  • CARMANN, REED, EDWARDS ASSOCIATES LAWYERS / TUNNER GRANT & ASSOCIATES / CARMANN CONSULTANCY SERVICES
  • EPHRAIM GLOBAL / BOLTIN LIMITED / HAMBERG LIMITED
  • ICSID (INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES)
  • WALLACE ASSOCIATED INC.
  • MANRICH LIMITED / MUTUAL HOPE LIMITED / OXRED LIMITED / TRICORP LIMITED
  • HASEGAWA FINANCIAL HOLDINGS / ELANTRA LIMITED / JEC INVESTMENT LIMITED / UNITED EQUITY CLEARING LTD
  • OSHIRO ASSOCIATES
  • FRANK BOSSUYT & PARTNERS (CLON)
  • NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
  • DODSON NORWOOD / KIMBALL GROUP INTERNATIONAL LIMITED / PVSS HOLDINGS LIMITED
  • PARKWELL & COMPANY INC.
  • SHAW, EDWARDS, EMMERSON & KNIGHT
  • WALDMANN ASSET MANAGEMENT / CARDAN LIMITED / CEDAN LIMITED / GRANDWIC LIMITED / LESTON LIMITED
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
10/11/2016
  • WWW.ITALIANMETHOD.COM
A warning PDF of date 10/11/2016 (new window) CONSOB (ITALIA) 
10/11/2016
  • WWW.THEPROFITSALGORITHM.COM
A warning PDF of date 10/11/2016 (new window) CONSOB (ITALIA) 
10/11/2016
  • MONEX BMO SECURITIES
  • WWW.MONEXFINANCIAL.COM
A warning PDF of date 10/11/2016 (new window) AFM (PAISES BAJOS) 
10/11/2016
  • ONO VENTURES (JAPAN)
A warning PDF of date 10/11/2016 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.