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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 698 out of 749
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/07/2005
  • TRADELINX SECURITIES GROUP
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • THE STOCKTON GROUP
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
06/07/2005
  • THE ROTH GROUP GMBH
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • MERCANTILE STERLING MANAGEMENT
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • NEXUS FUTURES
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
22/06/2005
  • WHC BANK INC
  • WWW.WHITEHORSECORP.COM
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 
22/06/2005
  • WHC TRUST
  • WWW.WHITEHORSECORP.COM
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 
22/06/2005
  • WHITE HORSE CORPORATION
  • WWW.WHITEHORSECORP.COM
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 
22/06/2005
  • WHC BANKING SERVICES
  • WWW.WHITEHORSECORP.COM
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities.