Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 670 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
25/10/2006 |
-
LOMAX & PARTNER SERVICES LIMITED
|
| FSC (ISLA DE MAN) | |
25/10/2006 |
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LOMAX & PARTNER SEVICES LIMITED (SIC)
|
| FSC (ISLA DE MAN) | |
19/01/2011 |
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LOMBARD GRAND FINANCIALS
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WWW.LOMBARDGRANDFINANCIALS.COM
|
| SFSA (SUECIA) | |
16/03/2011 |
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LOMBARD GRAND FINANCIALS
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WWW.LOMBARDGRANDFINANCIALS.COM
|
| FSA (REINO UNIDO) | |
07/01/2021 |
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LOMBARD LONDON / LOMBARD AM (CLONE)
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LOMBARDLONDON.COM / LOMBARDAM.COM
|
| FCA (REINO UNIDO) | LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LTD. |
06/03/2024 |
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LOMBARD ODIER (EUROPE) S.A. (CLONE)
|
| CSSF (LUXEMBURGO) | LA CSSF ADVIERTE DE QUE PERSONAS DESCONOCIDAS, A TRAVÉS DE DIRECCIONES DE CORREO ELECTRÓNICO QUE USAN LA ESTRUCTURA NOMBRE.APELLIDO@AM-LOBARDODIER.COM Y NOMBRE.APELLIDO@LOMBARDODIER-AM.COM ,ESTÁN UTILIZANDO DE MANERA FRAUDULENTA EL NOMBRE DEL BANCO LOMBARD ODIER (EUROPE) S.A., CON QUIEN NO GUARDA RELACIÓN. |
10/04/2024 |
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LOMBARD ODIER INC. (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA, QUE HA USADO LAS DIRECCIONES DE CORREO ELECTRÓNICO JAMIE.SALT@LOMBARDODIER-AM.COM ,
JAMIE.SALT@AM-LOBARDODIER.COM Y ADMIN@LOMBARDODIER-AM.COM , HA CLONADO LOS DETALLES DE LA ENTIDAD AUTORIZADA EN LUXEMBURGO LOMBARD ODIER (EUROPE) S.A., CON QUIEN NO GUARDA NINGUNA RELACIÓN. |
11/10/2006 |
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LOMBARD SMITH & CO
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WWW.LOMBARDSMITH.COM
|
| SFSA (SUECIA) | |
04/10/2017 |
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LONDON B CAPITAL
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WWW.LONDONBCAPITAL.COM
|
| AMF (FRANCIA) | ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS |
09/04/2019 |
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LONDON CAPITAL TRADE LTD
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WWW.LONDONCAPITALTRADE.COM
|
| CONSOB (ITALIA) | |
Consultation criteria: By type unauthorised entities.